Brokerage Statement - Document Skill

The Brokerage Statement skill extracts data from brokerage statements — the periodic documents (monthly or quarterly) a brokerage firm sends investors to detail account value, individual investments held, changes in those investments, and any fees or charges associated with the account. The Brokerage Statement skill is a preview skill. It has been trained on a limited set of documents and is designed to help you quickly get started with processing brokerage statements. For production use, you may need to uptrain the skill with your own document samples. The Brokerage Statement Document skill can extract data for only one account from brokerage statements files containing information on multiple accounts. If your brokerage statements contain information about multiple accounts, you must split them into documents using the Brokerage Statement Splitter skill and extract data from each account.

Countries and Languages

Countries	Languages
USA	English

Extracted Fields

Field	Description
Account Number	The unique number assigned to an investment account by the broker or investment firm.
Statement Start Date	The beginning of the statement period for which the statement was generated.
Statement End Date	The end of the statement period for which the statement was generated.
Statement Period	The period between the statement start date and the statement end date.
Total Portfolio Value	The total value of an investor’s investment holdings within the account as of the statement date.
Base Currency	The currency that is used to calculate the value of the account’s holdings and any gains or losses.

Broker

Field	Description
Name	The name of the broker.
Address	The address of the broker.
Phone Number	The phone number of the broker.

Advisor

Field	Description
Name	The name of the advisor.
Phone Number	The phone number of the advisor.
Address	The address of the advisor.

Client

Field	Description
Name	The name of the client.
Address	The address of the client.
Phone Number	The phone number of the client.

Holdings Level

Field	Description
Account Type	The type of account in which the investor holds the securities listed on the statement.
Asset Class	The classification of the investments held in the brokerage account according to their asset class.
Description	A detailed description of each investment held in the brokerage account.
Symbol	The unique ticker symbol assigned to each investment held in the brokerage account.
CUSIP	The unique identifier assigned to each security registered with the Committee on Uniform Securities Identification Procedures (CUSIP).
Quantity	The number of shares or units of a security that are held in the investor’s brokerage account.
Price	The price per share or unit of a security at the time it was acquired by the investor.
Price as of Date	The date on which the price per share or unit of a security was last updated or determined by the broker.
Currency	The currency in which the security is denominated or traded.
Market Value	The current market value of an investor’s holdings of a particular security.
Prior Market Value	The market value of an investor’s holdings of a particular security as of the previous statement date.
Cost Basis	The total amount an investor has paid to acquire their current holdings of a particular security.
Accrued Value	The value of the investor’s accrued earnings on the security.
Estimated Income	The estimated income that includes interest, dividends, and other income that the investor is expected to receive from their holdings.
Estimated Yield	The estimated yield that an investor can expect to earn from their holdings of a particular security over a given period of time
Current Yield	The actual yield an investor is currently earning from their holdings of a particular security.

Transactions

Field	Description
Trade Date	The date on which a particular trade was executed.
Settlement Date	The date on which the settlement process is complete.
Account Type	The type of account associated with a particular trade transaction.
Transaction Type	The specific type of transaction that occurred in an investor’s account during the statement period.
Description	Additional details about the specific transaction that occurred in an investor’s account.
Symbol	The ticker symbol of the security that was involved in a particular transaction.
CUSIP	The unique identifier assigned to financial instruments in the United States, particularly for stocks, bonds, and other securities.
Quantity	The number of shares, units, or contracts involved in a particular transaction.
Price	The price at which a security was bought or sold during a particular transaction.
Currency	The currency in which a particular transaction was executed.
Amount	The total amount associated with a particular transaction.
Taxable Amount	The amount of taxable income associated with specific transactions.
Non Taxable Amount	The amount of income or proceeds from tax-exempt transactions.
Pending Status	The current status of a transaction that is pending or not yet completed.

Key Fields

Account Number
Broker/Name
Client/Name
Total Portfolio Value
Statement Start Date
Statement End Date

​Countries and Languages

​Extracted Fields

​Broker

​Advisor

​Client

​Holdings Level

​Transactions

​Key Fields